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Washington, D.C. 20549






Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): January 20, 2022


C-Bond Systems, Inc.

(Exact name of registrant as specified in its charter)


Colorado   0-53029   26-1315585
(State or Other Jurisdiction   (Commission   (IRS Employer
of Incorporation)   File Number)   Identification Number)


6035 South Loop East, Houston, TX 77033

(Address of principal executive offices) (zip code)


(832) 649-5658

(Registrant’s telephone number, including area code)


(Former Name or Former Address if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Not applicable   Not applicable   Not applicable







Explanatory Note


On December 3, 3021, the Company filed an S-1 Registration Statement (File No. 333-261472) (“S-1”) with the SEC. On December 30, 2021, the Company received an initial comment letter to its S-1 from the SEC. On January 12, 2022, the Company responded to the initial comment letter.


Item 8.01. Other Events.


On January 20, 2022, C-Bond Systems, Inc. (the “Company”) received an Order Directing Examination and Designating Officers to Take Testimony (a “Formal Order”) from the Securities and Exchange Commission (“SEC”). The Formal Order authorizes that an examination be made to determine whether a stop order should be issued under Section 8(d) of the Securities Act of 1933 with respect to the Company’s Registration Statement on Form S-1, and any supplements and amendments thereto. The Company has been advised that the Form S-1 may be deficient in that it may contain untrue statements of material fact or omit to state material facts necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading concerning, among other things, the Company’s revenue and financial condition.







Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  C-Bond Systems, Inc.
Date: March 11, 2022 By: /s/ Scott R. Silverman 
  Name:  Scott R. Silverman
  Title: Chief Executive Officer